Partner & Member Event Calendar
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Partner & Member Event Calendar
FRI
February
19
Financing Without a License: Raising Capital in the Cannabis Industry with Unregistered Broker-Dealers
12:00 PM - 1:30 PM
The legal status of finders is murky and they operate in a regulatory gray area. Companies that retain finders face potentially serious consequences for doing so, and finders face significant risks if they are deemed unregistered securities brokers. ...
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